RESOURCES
Chapter 1
[1.65] ASIC’s website sets out vast amounts of valuable information
[1.120] The ASX website contains valuable information about the stock market and ASX listed companies
[1.125] The Takeover Panel‘s website contains the Panel’s guidance notes, media releases, decisions and rules
[1.135] The Financial Reporting Council website sets out FRC’s strategic plan, reports, rules of operations and media releases
[1.140] The Australian Accounting Standards Board website contains information about the AASB, its standards, pronouncements, work in progress, publications and latest news
[1.145] The Auditing and Assurance Standards Board website sets out AuASB standards, pronouncements, work in progress, news and publications
[1.160] The Treasury website contains a large number of reports and discussion papers produced by CAMAC and its predecessor, CASAC, dealing with a variety of company law topics
[1.165] The Parliamentary Joint Committee on Corporations and Financial Services website contains information about its role, current inquiries and recent reports
Chapter 2
[2.20] CASAC Corporate Groups Final Report (2000) is on the Studylib website
[2.30] ASIC Information Paper, INFO 26 Dealing with businesses and companies
- The Concept of Limited Liability – Existing Law and Rationale by Counsel Assisting, John Sheahan SC – Annexure T – Report of the Special Commission of Inquiry into the Medical Research and Compensation Foundation
[2.40] Hansmann and Kraakman, “The Essential Role of Organizational Law” 2000 on the Social Science Research Network website
[2.40] Blair, “Locking in Capital: What Corporate Law Achieved for Business Organizers in the Nineteenth Century” 2003 on the Social Science Research Network website
[2.80] CASAC’s Corporate Groups Final Report 2000 is on the Studylib website
[2.105]
- CASAC’s Corporate Groups Final Report 2000 is on the Studylib website
- Phillip Lipton “The Mythology of Salomon’s Case and the Law Dealing with the Tort Liabilities of Corporate Groups: An Historical Perspective” 2013 on the Social Science Research Network website
- The Concept of Limited Liability – Existing Law and Rationale by Counsel Assisting, John Sheahan SC – Annexure T – Report of the Special Commission of Inquiry into the Medical Research and Compensation Foundation
[2.270]
- CASAC Corporate Groups Final Report 2000 is on the Studylib website
- The Concept of Limited Liability – Existing Law and Rationale Annexure T – Report of the Special Commission of Inquiry into the Medical Research and Compensation Foundation (2004)
[2.280] CASAC Corporate Groups Final Report 2000 is on the Studylib website
[2.360]
- ASIC’s Check Name Availability search facility
- ASIC’s Business name availability search facility
[2.410] Steps to Register a Company on the ASIC website
[2.445]
- ASIC’s Checklist For Registered Companies and Their Officers and
- ASIC’s information sheet INFO 76 What Books and Records Should My Company Keep?
Chapter 3
[3.125]
- ASX website contains valuable information about the ASX and the ASX listed companies.
- ASX Listing Rules
Chapter 5
[5.90] Australian Law Reform Commission Corporate Criminal Responsibility Report (April 2020)
Chapter 7
[7.25]
- Corporations Amendment (Crowd-sourced Funding) Act 2017 (Cth)
- Corporations Amendment (Crowd-sourced Funding) Bill 2016 (Cth) Explanatory Memorandum
- Corporations Amendment (Crowd-sourced Funding for Proprietary Companies) Act 2018 (Cth)
- Corporations Amendment (Crowd-sourced Funding for Proprietary Companies) Bill 2017 Explanatory Memorandum
- ASIC Regulatory Guide RG 141 Offers of securities on the internet discusses when ASIC will regulate internet offers.
- Treasury, Crowd-sourced Equity Funding Discussion Paper (December 2014)
- Treasury, Facilitating Crowd-sourced Equity Funding and Reducing Compliance Costs for Small Business Consultation Paper August 2015
[7.90]
[7.95] “Upcoming Floats and Listings” on the ASX website. Companies seeking to float on the ASX often make their prospectuses available on the ASX website.
[7.100] ASIC Regulatory Guide RG 228 Prospectuses: Effective disclosure for retail investors provides guidance on how to prepare prospectuses that satisfy the s 710 general disclosure test.
[7.110] ASIC Regulatory Guide RG 170 Prospective financial information outlines ASIC’s views on when prospective financial information such as forecasts can or should be disclosed and what are reasonable grounds for prospective financial information.
[7.135] ASIC Regulatory Guide RG 254 Offering securities under a disclosure document. Section D deals with offer information statements.
[7.170] ASIC Regulatory Guide RG 38 The hawking prohibitions assists the financial services industry in complying with this legislation.
Chapter 8
[8.15] The ASX Listing Rules may be viewed on the ASX website
[8.200] Blair, Locking in Capital: What Corporate Law Achieved for Business Organizers in the Nineteenth Century (2003) 51 UCLA Law Review 387 this article may be viewed on the Social Science Research Network website
[8.275] Lamba and Ramsay, Share Buy-Backs: An Empirical Investigation (2000) on the University of Melbourne Centre for Corporate Law and Securities Regulation website
[8.275] Companies & Securities Law Review Committee report, A Company’s Purchase of its Own Shares (1987) on the Takeovers Panel website
Chapter 9
[9.225] The ASX has published an explanatory brochure on CHESS
Chapter 12
[12.45], [12.70] The ASX Corporate Governance Council’s Corporate Governance Principles and Recommendations 4th edition (2019) may be accessed on the ASX website .
[12.147] 2017 Treasury proposals paper (2017) “Combatting Illegal Phoenixing”
[12.316] The Productivity Commission’s report Executive Remuneration in Australia (2010) is on the Productivity Commission’s website
Chapter 14
[14.15]
- G20/OECD Principles of Corporate Governance (2015).
- ASX Corporate Governance Council, Corporate Governance Principles and Recommendations 4th ed 2019.
[14.25]
- ASX Corporate Governance Council Corporate Governance Principles and Recommendations 4th ed 2019.
- ASX Listing Rule Guidance Note 9.
[14.52]
- Australian Institute of Company Directors Gender Diversity Report (August -October 2020)
- ACSI Board Composition and Non-executive Director Pay in ASX200 Companies (2016)
- Watermark Search International and Governance Institute of Australia 2021 Board Diversity Index
- ASX Diversity Resources
Chapter 15
[15.135] CAMAC Report The Social Responsibility of Corporations (2006)
Chapter 16
[16.60] ASIC Regulatory Guide RG 76 Related Party Transactions
Chapter 18
[18.55] Treasury Consultation Paper, Combatting Illegal Phoenixing (2017)
[18.57]
- Treasury Laws Amendment (Combatting Illegal Phoenixing) Act 2020
- Treasury Laws Amendment (Combatting Illegal Phoenixing) Bill 2019 Explanatory Memorandum
[18.100]
- ASIC Information Sheet 42: Insolvency: A Guide for Directors
- ASIC regulatory guide RG 217 Duty to Prevent Insolvent Trading: Guide for Directors
Chapter 19
[19.165] Australian Law Reform Commission Summary Report Corporate Criminal Responsibility (April 2020)
Chapter 22
[22.20] ASIC INFO 76 What books and records should my company keep?
[22.80] AASB website
[22.110] ASIC RG 247 Effective disclosure in an operating and financial review
[22.140] ASX Listing Rule 3.1 Continuous Disclosure
[22.140] ASX Guidance Note 8 Continuous Disclosure Listing Rules 3.1 – 3.1B
[22.150] ASX Listing Rules
Chapter 23
[23.05] and [23.45] Independence of Australian Company Auditors Report (2002) (The Ramsay Report)
[23.45] Parliamentary Joint Committee on Corporations and Financial Services, Regulation of Auditing in Australia: Final Report.
Chapter 25
[25.240] The Takeovers Panel website has information about the Panel, its guidance notes, media releases, decisions and rules.
Chapter 26
[26.10]
- Financial System Inquiry (1996) (Wallis Report)
- PJC Inquiry into Financial Products and Services in Australia (2009)
- Corporations Amendment (Future of Financial Advice) Act 2012
- Corporations Amendment (Further Future of Financial Advice) Act 2012
- Corporations Amendment (Further Future of Financial Advice Measures) Bill 2012 Explanatory Memorandum
- Financial System Inquiry – Final Report (2014) (Murray report)
[26.45] The ASX website contains valuable information about the securities market and ASX listed companies
[26.50]
Chapter 27
[27.05]
- CAMAC Report, Managed Investment Schemes (2012)
- CAMAC Discussion Paper, The Establishment & Operation of Managed Investment Schemes
[27.40] ASIC RG 134 Managed Investments: Constitutions
Chapter 28
[28.05] ASIC Annual Reports
Chapter 29
[29.05]
PJC Report Corporate Insolvency Laws: A Stocktake (2004)
Chapter 30
[30.05]
- ASIC & ARITA (INFO 54) Receivership: a guide for creditors
- ASIC & ARITA (INFO 55) Receivership: a guide for employees
Chapter 32
[32.645] CAMAC Report Long-tail liabilities: The treatment of unascertained future personal injury claims (2008).
[32.705] CAMAC Report, Shareholder Claims Against Insolvent Companies: Implications of the Sons of Gwalia decision (2008).